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Industry Involvement

 

The firm’s valuable, extensive experience in the fixed income industry has resulted in some of our professionals joining different committees: including those of the Investment Industry Regulatory Organization of Canada (IIROC) and the Investment Industry Association of Canada (IIAC).

 

Investment Industry Regulatory Organization of Canada (IIROC) – Regulatory Association

  • Fixed Income Committee;
  • Financial Administrators Section (Primary Member);
  • Financial Administrators Section (Capital Formula Sub-Committee);
  • Compliance & Legal Section;

Investment Industry Association of Canada (IIAC) – Trade Association

  • Capital Markets Committee;
  • Maple Bond Working Group (part of the Debt Markets Committee);
  • Market Trade Reporting System (MTRS) Working Group (part of the Debt Markets Committee);
  • Anti-Money Laundering Working Group;
  • Mortgage-Backed Securities Working Group;
  • Repo Funding Committee;

Investment Industry Regulatory Organization of Canada – Québec Section

  • Internal Operations Committee

CanPx

  • Advisory Committee

Canadian Fixed-Income Forum (CFIF)

  • Member

FTSE TMX Bond Indices

  • Advisory Panel

Previous Involvement (Board of Directors & Board Committees) :

  • IIROC
  • CanPx;
  • Canadian Investor Protection Fund (CPIF).